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NTLM authentication where Kerberos is expected (Baseline)

This query identifies NTLM authentications observed by Active Directory in service‑based authentication contexts where Kerberos is the default and normally preferred mechanism. It filters for NTLM (v1/v2) usage during access to domain services (such as SMB, LDAP, or RPC) by leveraging the presence of a service identifier, which indicates that Kerberos should typically be available. The query aggregates events to highlight recurring NTLM fallback patterns across users, machines, and servers, and is intended for baseline exposure tracking and hygiene monitoring, not direct incident alerting.

CQL · Falcon Next-Gen SIEMCopy query
// Hunt for NTLM authentications in scenarios where Kerberos would normally be expected
#event_simpleName=ActiveDirectoryAuthentication

// Keep only NTLM authentications
| in(field=ActiveDirectoryAuthenticationMethod, values=[1, 2, 5])

// Focus on service-based access (SPN/service context),
// where Kerberos should normally be available
| TargetServiceAccessIdentifier=*

// Optional: suppress machine accounts if you want a user-only view
// | SourceAccountSamAccountName!=/$/

// Map NTLM authentication method values to readable names
| case {
    ActiveDirectoryAuthenticationMethod = 1 | AuthMethod := "NTLM_V1";
    ActiveDirectoryAuthenticationMethod = 2 | AuthMethod := "NTLM_V2";
    ActiveDirectoryAuthenticationMethod = 5 | AuthMethod := "UNKNOWN_NTLM";
    * | AuthMethod := "OTHER";
}

// Map AD protocol values for easier triage
| case {
    ActiveDirectoryDataProtocol = 0 | DataProtocol := "LDAP";
    ActiveDirectoryDataProtocol = 1 | DataProtocol := "DCE_RPC";
    ActiveDirectoryDataProtocol = 2 | DataProtocol := "RDP";
    ActiveDirectoryDataProtocol = 3 | DataProtocol := "SMB";
    * | DataProtocol := format(format="PROTO_%s", field=[ActiveDirectoryDataProtocol]);
}

// Summarize NTLM fallback activity
| groupBy([
    SourceEndpointHostName,
    SourceEndpointAddressIP4,
    SourceAccountDomain,
    SourceAccountSamAccountName,
    TargetServiceAccessIdentifier,
    TargetServerHostName,
    TargetServerAddressIP4,
    DataProtocol,
    AuthMethod
], function=[
    sum(AggregationActivityCount, as="ntlm_auth_count"),
    min(AggregationEarliestTimestamp, as="first_seen"),
    max(AggregationLatestTimestamp, as="last_seen")
])

// Show highest NTLM usage first
| sort(field=ntlm_auth_count, order=desc)

This query is designed to identify NTLM authentications occurring in Active Directory service contexts where Kerberos is the default and normally preferred authentication mechanism.

Important: This query does not prove malicious activity. It provides visibility into architectural exposure and authentication fallback behavior.

ntlm_authentication_where_kerberos_is_expected_baseline.yml
T1550.003
YV Nikhil
Hunting, Monitoring
Identity
2026-06-18
2026-06-18

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